Branch builder! Time to get excited because our OSJ services for financial professionals include options designed to grow your business, not just maintain it. Of course we provide the FINRA-required compliance, guidance and oversight services of any Office of Supervisory Jurisdiction, but our difference is the additional services and support that we offer. These value-added services let you focus on what you do best — building your book of business and solidifying your relationships with your clients. Our OSJ services allow you to hand off the aspects of being a financial professional that may be less appealing to you and are time-consuming. Do what you love to do most, every day!
Who Can Benefit from Our OSJ Services?
If you want to be a more successful producer, we’ll help you get there. We call ourselves a branch-builder OSJ. Not just a compliance OSJ. If you need or want help in growing your practice, then we may just be the partner you’re looking for. If you’re a mid-level producer advising middle-income people, and that’s where you find your joy, that’s okay by us, too. When you affiliate with Athlon Advisors as your OSJ, we’ll get you to where you want to be.
How Can We Make Your Job Easier with OSJ Services?
It all starts with our core set of basic OSJ services …
- Compliance oversight
- Transition support
- Broker/Dealer interaction on your behalf
- Problem resolution
And then grows from there with the value-adds that come naturally with our OSJ …
- Succession planning
- Opportunity for higher payouts under a large OSJ
- Peer to peer collaboration on case design
Finally, we will help you assess your practice and let YOU decide what optional value-add services you want to add …
- Marketing and event support
- Financial planning
- Portfolio management, research and trading
- Tax preparation, planning and projections
- Other accounting services such as bookkeeping and payroll
- Analysis & recommendations including placement of insurance coverage for Life, Long-Term Care, Disability, etc.)
- Analysis & recommendations including placement of Property and Casualty insurance for Home, Auto, Umbrella, etc.
- And more. Just ask!
You Be You. Do What You Do.
You’re an independent financial professional because you want to be … well, you know … independent. We respect that. We can help you brand under your own DBA, or you can take the opportunity to brand under the Athlon name. Either way, we set you up for success. We won’t let you struggle on an island by yourself!
Do you know someone who would be interested in our OSJ services or an introduction to our broker/dealer? Please let us know.
Let’s Grow For It
We are based in Columbia, Maryland, but we provide OSJ services to advisors throughout the United States. If you are dedicated to the industry and your clients, you are an all-around good person, and are someone looking for an OSJ that supports you at every turn, we want to talk to you.